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Regulation U

2018-05-14

Regulatory Authority: Federal Reserve Bureau (FRB)

Credit Hours:

Regulation U limits the amount that a bank can lend on margin stock when the purpose of the loan is to purchase margin stock or to carry margin stock. It is a regulation that most commercial lenders are familiar with but often consumer lenders are not, however Regulation U issues can easily arise on the consumer side of the bank.

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